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In 2015, ASN issued 248 approvals or approval renewals.

As at 1st January 2016, the total number of approved

laboratories stood at 61, representing 864 currently valid

approvals of all types (in 2015, one laboratory requested

the suspension of its previously held approvals).

The detailed list of approved laboratories and their scope

of technical competence is available on

www.asn.fr

.

5. IDENTIFYING AND PENALISING

DEVIATIONS

5.1 Ensuring that penalty decisions

are fair and consistent

In certain situations inwhich the licensee fails to conform

to the regulations or legislation, or when it is important

that appropriate action be taken by it to remedy themost

serious riskswithout delay, ASNmay impose the penalties

provided for by law. The principles of ASN’s actions in

this respect are:

penalties that are impartial, justifiedandappropriate to the

level of riskpresentedby the situation concerned. Their

scale is proportionate to the health and environmental

consequences associated with the deviation detected

and also takes account of intrinsic factors relating to

the behaviour of the party at fault and external factors

relating to the context of the deviation.

administrative action initiated on proposals from the

inspectors and decided on by ASN in order to remedy

risk situations and non-compliance with the legislative

and regulatory requirements as observed during its

inspections.

ASN has a range of tools at its disposal, in particular:

remarks made by the inspector to the licensee;

the official letter fromtheASNdepartments to the licensee

(inspection follow-up letter);

formal notice from ASN to the licensee to regularise

its administrative situation or meet certain specified

conditions, within a given time-frame;

administrative penalties applied after formal notice.

In addition to ASN’s administrative actions, reports

can be drafted by the inspector and sent to the Public

Prosecutor’s Office.

The decision to take enforcement measures is based on

the observed risk for people or the environment and takes

account of factors specific to the licensee (history, behaviour,

repeated nature of the problem), contextual factors and

the nature of the infringements observed (violation of

regulations, standards, “rules of good practice”, etc.).

5.2 An appropriate policy

of enforcement and sanctions

5.2.1 For the BNI licensees and entities responsible

for the transport of radioactive substances

When ASN observes breaches of compliance with safety

regulations, penalties can be imposed on the licensees, if

necessary after formal notice has been served.

If an infringement is observed, the Environment Code

comprises graduated administrative penalties that become

applicable after formal notice, as defined in its Articles

L. 596-14 to L. 596-22:

deposit in the hands of a public accountant of a sum

covering the total cost of the work to be performed;

have theworkor prescribedmeasures carriedoutwithout

consulting the licensee and at its expense (any sums

depositedbeforehand canbe used to pay for thiswork);

suspension of the functioning of the installation or of

performance of the operation (restart for example) until

the licensee has brought it into conformity.

If the licenseehas anyobservations concerning thepenalties

it shall present them to the ASNCommission before they

are applied.

THE ENERGY TRANSITION

FOR GREEN GROWTH ACT

ASN is given increased powers

of inspection and sanction

The 17th August 2015 Energy Transition for Green Growth Act

provides for a reinforcement of ASN’s oversight resources and

powers of sanction.

Through the Ordinance of 10th February 2016, the following

provisions were added to ASN’s administrative sanctions, giving

its inspectors more graduated power of inspection and sanction:

• payment of a maximum daily fine of €15,000;

• payment of a maximum administrative penalty of

€10 million.

This same Ordinance created a sanctions committee responsible

for ruling on the administrative penalties. It comprises four

members who neither sit on the ASN Commission nor are part

of its departments, in order to comply with the principle of

separation between investigating and sentencing powers.

ASN’s policing powers have been expanded to activities

important for the protection of individuals and the environment

performed outside BNIs by the licensee, its suppliers, contractors

or subcontractors.

158

CHAPTER 04:

REGULATION OF NUCLEAR ACTIVITIES AND EXPOSURE TO IONISING RADIATION

ASN report on the state of nuclear safety and radiation protection in France in 2015