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was rectified. A third goal of OEF is to act on working

organisations and processes, on working practices (both

individual and collective) and on the performance of

the technical system.

Operating experience feedback encompasses events,

incidents and accidents occurring both in France and

abroad, whenever their assessment is relevant to enhancing

nuclear safety or radiation protection.

1.2.6 Social, organisational and human factors

The importance of SOHF for nuclear safety,

radiation protection and environmental protection

The contribution of humans and organisations to safety,

radiation protection and environmental protection is

decisive in the design, commissioning, operation and

decommissioning of facilities, as well as in the transport

of radioactive substances. Similarly, the way in which

people and organisations manage deviations from the

regulations, from the baseline requirements and from the

state of the art, plus the corresponding lessons learned,

is also decisive. Therefore, all those involved, regardless

of their position in the hierarchy and their functions,

make a contribution to safety, radiation protection and

environmental protection, owing to their ability to adapt,

detect and correct errors, rectify degraded situations and

counter certain difficulties involved in the application

of procedures.

ASN defines Social, Organisational and Human Factors

(SOHF) as being all the aspects of working situations

and of the organisation which have an influence on the

work done by the operators. The elements considered

concern the individual (training received, fatigue or stress,

etc.) and the organisation within which he or she works

(functional and hierarchical links, joint contractor work,

etc.), the technical arrangements (tools, software, etc.)

and, more broadly, the working environment withwhich

the individual interacts. The working environment for

instance concerns the heat, sound or light environment of

theworkstation, as well as the accessibility of the premises.

The variability in worker characteristics (vigilance

varies with the time of day, the level of expertise varies

according to the seniority in the position) and in the

situations encountered (unexpected failure, social tension)

explains that workers constantly need to adapt how they

work so as to optimise effectiveness and efficiency. This

performance must be achieved at an acceptable cost to

the persons concerned (in terms of fatigue or stress)

and they must also benefit from it (the feeling of a job

well done, recognition by both peers and the hierarchy,

development of new skills). Thus, an operating situation

or a task achieved at very high cost to the operators is a

potential source of risks: a small variation in the working

context, human environment or working organisation

can prevent the persons concerned from performing

their tasks as expected.

Integration of SOHF

ASNconsiders that SOHFmust be taken into account in a

manner commensuratewith the safety implications of the

facilities and the radiation protection of workers during:

thedesignof anewfacility, equipment, software, transport

package, or themodification of an existing one. ASN in

particular wants to see design focusing on the human

operator, through an iterative process comprising an

analysis phase, a designphase and an evaluationphase.

Therefore, the ASN resolution of 13th February 2014

concerning physical modifications to BNIs requires

that

“the design of the physical modification envisaged shall,

when it is applied and put into operation, take account of the

interactionsbetweenthemodifiedornewlyinstalledequipment

on the one hand and the users and their needs on the other”

.

operations or activities performedby theworkers during

the commissioning, operation anddecommissioning of

nuclear facilities, as well as during the transportation of

radioactive substances.

ASN also considers that the licensees must analyse the

root causes (often organisational) of the significant events

and identify, implement and assess the effectiveness of the

corresponding correctivemeasures, on a long-termbasis.

ASN’s SOHF requirements

The Order of 7th February 2012 setting the general rules

for BNIs, requires that the licenseedefine and implement an

IntegratedManagement System(IMS) designed to ensure

that the safety, radiation protection and environmental

protection requirements are systematically taken into

account in all decisions concerning the facility. The IMS

specifies the steps taken with regard to organisation and

resources of all types, inparticular those adopted tomanage

the important activities. ASN thus asks the licensee to set

up an IMS able to maintain and continuously improve

safety, notably through the development of a safety culture.

69

CHAPTER 02:

PRINCIPLES AND STAKEHOLDERS IN THE REGULATION OF NUCLEAR SAFETY AND RADIATION PROTECTION

ASN report on the state of nuclear safety and radiation protection in France in 2015